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Associate, Compliance (Temporary Circa 6 months)

Location

DonegalDonegal

Company

PRAMERICA SYSTEMS IRELAND LIMITED

Date added

08/06/2020

Job Description:

Pramerica are seeking an Associate of Compliance to support Compliance which is part of Prudentials Legal, Compliance, Business Ethics and External Affairs (LCBE) department. LCBE is responsible for the effective implementation and maintenance of programs to comply with applicable rules, regulations, company policies and procedures. This role will focus on regulatory requirements relating to the monitoring and reviewing of electronic communications, branch office inspection, a thorough analysis of pre-hire and background documents including, but not limited to, credit and criminal reports as well as FINRA records. The role includes reviewing the effectiveness of policies and procedures in place within Prudentials regulated entities, in order to detect violations of applicable regulations and breaches of company policy. The purpose of this role and function is to ensure that Prudential meets its regulatory re.....To view the full job description please click the link below

Term

Temporary / Full-time

Apply for Associate, Compliance (Temporary Circa 6 months)